Gordian Compliance Solutions is the boutique consulting division of RIA in a Box specializing in regulatory compliance services for investment advisers, broker-dealers, private fund managers, and futures professionals. Our clients operate throughout the United States, ranging in size from start up businesses to established multi-national firms. Gordian is based in the San Francisco Bay Area and maintains offices in New York and Florida.


Navigating today’s evolving regulatory environment consumes valuable time and drains limited resources. We work with your firm to implement streamlined and effective compliance solutions for your business.


Our consulting practice is built upon more than four decades of financial industry experience. Our staff members come from previous positions at large institutional managers, dually registered broker-dealers, regulatory enforcement agencies, and law firms. Gordian’s consultants are uniquely positioned to offer experienced insight in order to enhance your current compliance program.


We work with you to develop and implement a specialized compliance program that’s individually tailored to your business, maximizing your operational strengths, mitigating risks, and leveraging opportunities.